AI compliance operating surface

Prove AI governance at the moment risk moves.

3LS turns prompts, uploads, OAuth grants, memory, and agent tool actions into runtime evidence of which company data was allowed, warned, blocked, or reviewed before AI processing.

Regulatory direction

AI compliance now depends on operating evidence.

Can leaders challenge AI risk?

Boards and accountable executives need enough visibility to connect AI strategy, risk appetite, supplier exposure, and resilience triggers.

Can controls be proven?

Risk, security, compliance, and audit teams need evidence from the live workflow, not a reconstruction after exposure.

APRA-aligned requirements

The compliance question is no longer just "which AI tools are approved?"

APRA's April 2026 AI letter points regulated entities toward practical governance: AI literacy, lifecycle accountability, preventive controls, supplier visibility, continuous assurance, and operational resilience. Those requirements only work when the organization can see and control AI use as it happens.

Board and executive oversight

Show how AI use aligns to risk appetite, which accountable owners are responsible, and what evidence supports effective challenge.

Inventory and lifecycle ownership

Track approved tools, shadow use, customer-facing AI, AI-assisted delivery, agentic workflows, monitoring, change, and decommissioning.

Preventive controls

Move beyond policy direction by enforcing allow, warn, block, or review decisions before data, prompts, uploads, OAuth grants, or tool actions leave.

Supplier and concentration risk

Map model providers, SaaS platforms, embedded AI features, fourth parties, auditability, incident notice, portability, and exit assumptions.

Continuous assurance

Collect runtime evidence for model behaviour, drift, high-risk decisions, control outcomes, sensitive data handling, and independent review.

Operational resilience

Identify critical operations that rely on AI and preserve credible fallback paths when systems degrade, behave unexpectedly, or must be isolated.

Runtime evidence

Compliance evidence should be produced by the same controls that protect the workflow.

3LS records policy, control, and observability events when AI use touches sensitive data, regulated decisions, delegated authority, third-party services, or critical workflows. The result is a live evidence trail for security review, executive reporting, audit, and incident response.

Evidence stream

AI governance events

Audit-ready
  • Sensitive prompt classified before external submission
  • Customer spreadsheet upload warned and acknowledged
  • OAuth-connected AI app routed for review
  • Agent tool action blocked outside approved workflow
  • Supplier dependency recorded against critical use case
  • High-risk AI decision retained for audit evidence

Make AI compliance visible before the review.

Map the live AI surface, define the policy decisions that matter, and collect evidence while work is still controllable.